2007 April No.40 – BROKER COMPLIANCE


40 Once you pass the brokers exam and you wish to apply for your broker’s license, how much time do you have to apply for your broker’s license?

A. 1 year

B. 18 months

C. 2 years

D. 3 years

E. No time constraints

[bg_collapse view=”button-green” color=”#4a4949″ icon=”arrow” expand_text=”Show Answer and Citation” collapse_text=”Hide Answer and Citation” ]

The Answer is: D

Citation: 19 CFR 111.11(a)(4)

[/bg_collapse]



Subscribe
Notify of