2017 April No.09 – Broker Compliance


9. The triennial process consists of a status report and fee payment that must be submitted by all licensed brokers. The regulations governing this process may be found:

A. 19 CFR § 10.31(3)(ii)

B. 19 CFR § 142.l2 (b)

C. 19 CFR § 114.3

D. 19 CFR § 111.30 (d)

E. 19 CFR § 163.4 (a)

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The Answer is: D

Citation: 19 CFR§ 111.96(d)

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