2014 October No.76 – Broker Compliance


What is the due date for a broker to submit the Status Report?

A. It is due on February 1, 1975, and on February 1 of each third year after that date.

B. It is due on January 1, 1985, and on January 1 of each third year after that date.

C. It is due on February 1, 1985, and on February 1 of each third year after that date.

D. It is due yearly in the month the broker’s license was issued, and on the first of that month every third year.

E. It is due every other year on February 1, beginning on February 1, 1985.

[bg_collapse view=”button-green” color=”#4a4949″ icon=”arrow” expand_text=”Show Answer and Citation” collapse_text=”Hide Answer and Citation” ]

The Answer is: C

Citation: 19 CFR 111.30(d)(1)

[/bg_collapse]



Subscribe
Notify of