Which of the following answer choices is NOT a factor that CBP considers in deciding whether a licensed broker has exercised responsible supervision and control over unlicensed employees?(2022 October No.71 – Broker Compliance)
A) Any circumstance which indicates that an individually licensed broker has a real interest in the operations of a broker.
B) Issuance of written instructions and guidelines to employees of the broker.
C) Volume and type of business of the broker.
D) Number of penalties assessed against the employees.
E) The extent to which the individually licensed broker who qualifies the district permit is involved in the operation of the brokerage.
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The Answer is: D
Citation: 19 CFR 111.1
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