A broker must notify Customs of all the following EXCEPT:(2022 October No.77 – Broker Compliance)
A) Any conduct that could constitute grounds for suspension or revocation of an individual broker under 19 CFR 111.53.
B) A change in name or proposal to operate under a trade or fictitious name within his permitted District.
C) A change of non-business mailing address if he is an individual broker not actively engaged in transacting business as a broker.
D) A newly hired employee’s name, date of birth, place of birth, current home address, and misdemeanor arrest records.
E) The date a licensed brokerage member ceases to be the qualifying officer for purposes of 19 CFR 111.11(b) or (c)(2), and the name of the succeeding broker.
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The Answer is: D
Citation: 19 CFR 111.30
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