2024 October No.15 – Broker Compliance


15. What is the maximum amount that a broker can be penalized for a violation or violations of 19 USC 1641 in one penalty notice? (2024 October No.15 – Broker Compliance)

A) $25,000.00

B) $30,000.00

C) $50,000.00

D) $100,000.00

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The Answer is: B

Citation: 19 CFR Part 171 Appendix C XII
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