2001 October No. 06


ABC Brokerage has decided that it would like to start transmitting data electronically. Which one of the following statements is NOT a requirement when filing an Automated Broker Interface (ABI) Letter of Intent?

A) A description of the computer hardware, communications and entry processing equipment to be used.

B) The participant’s entry filer code.

C) The name of the software vendor and contact person.

D) The software costs.

E) The average number of entries filed monthly.

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The Answer is: D

Citation: 19 CFR 143.2(a)(b)(c)(d)(e) & (f)

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