2001 April No. 10


Jose Garcia passes the April 2000 brokers exam. He receives his license in November 2000. Mr. Garcia should file his first triennial status report by ________, and pay the accompanying status report fee of _________, to avoid having his license suspended. Which ONE of the following choices correctly fills in the two blanks?

A) February 2003; $100.00

B) February 2002; $200.00

C) February 2001; $100.00

D) April 2003; $200.00

E) November 2003; $100.00

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The Answer is: A

Citation: 19 CFR 111.30 (d) 111.96(d)

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