2007 April No.68 – FP&F


68 A broker’s penalty for not keeping a power of attorney on file is _____ per client.

A. 250

B. 500

C. $ 1,000

D. $ 2,500

E. $ 5,000

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The Answer is: C

Citation: 19 CFR 171 Appendix C(V)(E)

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