2010 October No.75 – BROKER COMPLIANCE


75 A monetary penalty of ______ may be imposed if a licensed broker knowingly employs a convicted felon without seeking written approval for employment.

A. $ 5,000

B. $15,000

C. $25,000

D. $30,000

E. $50,000

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The Answer is: C

Citation: 19 CFR Appendix C to Part 171

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