2015 April No.62 – Broker Compliance


What is the maximum penalty that CBP may assess against any person who intentionally transacts customs business without holding a valid broker’s license?

A) $5,000 penalty against the person for each transaction

B) $10,000 for each transaction or violation, and in an amount not to exceed an aggregate of $30,000 for all those transactions or violations

C) $100 for each transaction or violation, and in an amount not to exceed an aggregate of $5,000 for all those transactions or violations

D) $500 for each transaction or violation, and in an amount not to exceed an aggregate of $5,000 for all those transactions or violations

E) $30,000 for each transaction or violation, and in an amount not to exceed an aggregate of $90,000 for all those transactions or violations

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The Answer is: B

Citation: 19 CFR 111.91 (b)

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