2018 April No.08 – Broker Compliance


8. Which of the following is NOT a factor that is indicative of a lack of supervision or lack of working knowledge of customs procedures for which CBP may issue a $5,000 penalty against a broker?

A. A high rate of late filing liquidated damages cases when compared with other brokers in the permitted district

B. A high rate of entry rejections when compared with other brokers in a permitted district

C. Failure to settle liquidated damages claims in a timely manner

D. An inordinate number of entries for which free entry is claimed with documentation

E. A high number of missing entry summary documents when compared with other brokers in the permitted district

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The Answer is: D

Citation: Appendix C Part 171, Section XI (B)(4), Customs Regulations for the Imposition and Mitigation of Penalties for Violations of 19 U.S.C. 1641.

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