2020 October No.07 – Broker Compliance


Which fee is INCORRECT?

A. License Application Fee $200.00

B. Permit Application Fee $100.00

C. Status Report Fee $125.00

D. Examination Fee $390.00

E. Surcharge for manual entry $5.00

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The Answer is : C & E

Citation: 19CFR??24.23(b)(B)(ii)(2)(i) & 19CFR??111.96

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