2023 October No.67 – Fines and Penalties


Which regulation provides for penalties against a broker as an alternate sanction to revocation or suspension of licenses for enumerated violations?

A) 19 CFR 162.72

B) 19 CFR Part 163

C) 19 CFR 171, Appendix B

D) 19 CFR 171, Appendix C

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The Answer is: D

Citation: 19 CFR 171, Appendix C; 19 CFR 162.72; 19 CFR 163; 19
CFR 191.62

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